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| Senior Counsel, Investment Management (R5216) | Barker & Gilmore, LLC Base and Bonus | Jersey City, NJ | 30 Jun 08 |
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Large investment management company seeking 4+ year attorney to advise growing business.
| Compliance Officer | Citi not disclosed | USA-NJ-Jersey City | 24 Jun 08 |
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See job description below
| Compliance Branch Manager | Not Disclosed 80K plus a bonus. | Hoboken, NJ | 16 May 08 |
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Compliance Branch Manager for a day trading firm.
| Compliance officer | Not Disclosed 75K | USA-NJ-Jersey City | 16 May 08 |
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Compliance officer
| Investment Services / Product Administration Manager | Comprehensive Recruiting Outstanding compensation and benefit pla... | New York City, NY | 06 Jul 08 |
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NYC Investment Bank is looking to add an experienced professional to their Investment Services & Products (“IS...
| Senior Compliance Officer: Investment Bank | Ashton Lane Group, Inc Excellent Base & Bonus | New York City, NY, 10001 | 06 Jul 08 |
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Responsible for a variety of regulatory and compliance functions of a global investment bank.
| AVP Regulatory Reporting Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | Morristown, NJ, 07960 | 06 Jul 08 |
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Manage the broker regulatory reporting requirements for a global investment bank.
| Compliance Associate - Securities and Compliance Officer - Broker-Dealer | Legend Global Search, Inc. $120K and $75K | New York, NY, 10036 | 03 Jul 08 |
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Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Inv...
| Market Surveillance Managing Director | Legend Global Search, Inc. $175K | New York, NY, 10036 | 03 Jul 08 |
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Market Surveillance - International Finance
| Control Room Manager | Legend Global Search, Inc. To $200K + Bonus | New York City, NY | 03 Jul 08 |
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Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934
| Compliance Officer - Registered Investment Adviser | Legend Global Search, Inc. $75K | New York, NY, 10036 | 03 Jul 08 |
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Compliance Officer - Registered Investment Adviser and Broker-Dealer
| Manager Anti- Money Laundering Advisory | E. D. Starr & Company Competitive | New York, NY | 03 Jul 08 |
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Top Ranked Anti-Money Laundering Advisory Practice
| Equities Compliance Officer | Not Disclosed Salary will be $110 to $140 depending on... | New York, NY, 10016 | 02 Jul 08 |
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Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day ...
| Chief Compliance Officer (CCO) | Not Disclosed Competitive base salary, bonus and benef... | New York City, NY | 02 Jul 08 |
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Our client, a respected foreign institutional broker dealer is seeking a CCO to run their internal compliance ...
| Fixed Income Trading Compliance | Michael Page $130-160k | Stamford, CT | 02 Jul 08 |
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Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the cred...
| Control Room Analyst | Michael Page $130-160k | Stamford, CT | 02 Jul 08 |
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Join a control room as a strong #2 with the opportunity for growth into a leadership position.
| Banking Opportunities | Not Disclosed $80K - $150K plus bonus | New York, NY, 10176 | 02 Jul 08 |
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Immediate openings at a top-tiered international bank and investment bank. Candidates with compliance, M&A co...
| Senior Compliance Officer | BBVA Competitive | New York City, NY | 02 Jul 08 |
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This position is responsible for ensuring overall compliance with a variety of institutional broker-dealer reg...
| Director SOX Compliance, Reporting | Huffman Associates LLC 150-175k base, + year end bonus | USA-NY-New York City | 02 Jul 08 |
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The Director of SOX Compliance and Reporting will develop the risk assessment and strategy used to support the...
| Associate General Counsel | Not Disclosed Base salary, bonus and benefits. | New York City, NY | 01 Jul 08 |
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Our client, a global, top tier investment investment bank is seeking a Associate General Counsel within their ...
| Director of Regulatory Affairs | Not Disclosed base plus bonus | New York, NY, 10036 | 01 Jul 08 |
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Institutional broker/dealer has a newly created postion for a Director of Regulatory Affairs; JD required
| Employee Relations/HR (Employment Law) | Northwest Integrators LLC Highly competitive (base + exceptional b... | USA-CT-Stamford | 01 Jul 08 |
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We are seeking a talented candidate with Employee Relations and employment law expertise. Chosen candidate wi...
| Director, Equity and Fixed Income Surveillance (R5217) | Barker & Gilmore, LLC Base & Bonus | New York, NY | 01 Jul 08 |
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Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location.
| Compliance Analyst | BNY Mellon Asset Management DOE | New York, NY, 10166 | 01 Jul 08 |
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Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...
| Deputy AML Officer | BNY Mellon Asset Management DOE | New York, NY, 10166 | 01 Jul 08 |
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You will be responsible for the day-to-day management of the AML function.
| Regulatory Analyst | BNP Paribas not disclosed | USA-NY-New York City | 01 Jul 08 |
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See job description below
| Fixed Income Rates Generalist | Barclays Capital Competitive | USA-NY-New York City | 30 Jun 08 |
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Department OverviewThe Compliance Department is responsible for the creation and implementation of appropriate...
| ISDA Negotiator- Take Control of Your Future | The Boldon Group Excellent | Manhattan, NY, 10036 | 29 Jun 08 |
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Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a...
| Corporate Attorney | Not Disclosed competitive | New York City, NY | 27 Jun 08 |
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Growing global boutique institutional trading and investment banking firm headquartered in mid-town seeks a co...
| Records Manager - Asset Management | Not Disclosed 150,000 - 350,000 | Manhattan, NY, 10174 | 27 Jun 08 |
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The Director of Information and Document Risk Management is responsible for the development and oversight of a...